3 or more years of relevant compliance experience.
Knowledge of the U. S. Securities Act of 1933, Investment Advisors Act of 1940 and Investment Company Act of 1940 and broad knowledge of other federal and state securities laws and regulations applicable to private equity funds and investment advisers. Real estate private equity experience a plus.
Knowledge of Foreign Corrupt Practices Act and anti-money laundering laws a plus
Minimum of a Bachelor's degree (B.A.) from four-year college or university.
FINRA SIE, Series 7, Series 63, Series 24 a plus but not required
This position is responsible in assisting in the development, implementation, and administering of the U.S. compliance program for the Company's Investment Management division, including registered investment adviser (RIA) and broker dealer (BD) compliance, and supporting the Compliance leadership team. Additional responsibilities include ensuring compliance with our policies and procedures and other governing standards or requirements. Employees in this role will promote ethical behavior, facilitate ethical decision-making, and contribute to compliance management activities and functions in support of the Company.
Assist in the development, implementation, administration, and maintenance of the compliance program
Helps to Develop, implement, improve upon and maintains various compliance controls, procedures and records. This includes policies and procedures as required by laws and regulations applicable to the Investment Management division including, among others, RIA and BD regulatory regimes.
Assist in projects/initiatives requiring compliance input and/or approval.
Assist with U.S. regulatory filings including, for example, Form ADV, Form PF and Form BD.
Assist in the development and updating of annual and periodic training on compliance policies and procedures and emerging compliance issues and related matters.
Assist leadership in collaborating with other departments (including Portfolio Management, Investment, Information Technology, Client Services, and Investor Relations teams) as needed to ensure compliance issues are addressed and strengthen the compliance program through monitoring and testing of controls.
Improve upon current processes to ensure adequate compliance documentation and retention is maintained.
Help in the development of and review of risk assessments for specific business units/sub-processes.
Works closely compliance leadership and business leaders to ensure internal and external communications and marketing materials related to the Investment Management division are compliant with SEC guidance.
Help analyze and mitigate potential conflicts of interest in accordance with policies and procedures. This may include, among other things, matters related to gifts and entertainment, political contributions, and outside business activities.
Liaises with Compliance team members in Europe and Asia-Pacific with respect to compliance issues affecting the global Investment Management division, including AIFMD and RIA implications.
Assist in the establishment and improvement of systems for auditing, tracking, and reporting the Company's compliance with applicable legal and regulatory requirements.
Assists in developing and promoting a compliance function that effectively manages and mitigates risk, establishes proper controls, supports capital raising and other business transactions and protects the Company from legal and regulatory risk.
Depending on the position offered, regular full-time and part-time team members may be eligible to participate in a bonus program in addition to their base salary. Once eligible, team members may participate in the 401k plan. Regular, full-time team members are also offered a range of medical, financial, and/or other benefits from which to choose.
Greystar will consider for employment qualified applicants with arrest and conviction records.
National Platform with Local ExpertiseGreystar, founded in 1993, provides world-class service in the multifamily real estate business. Our innovative business model integrates the management, development and investment disciplines of the multifamily industry on both national and local levels. This unique approach and our commitment to hiring the very best multifamily professionals have resulted in record growth, making us one of the most respected and trusted multifamily real estate companies in the country.Because our business model includes both investment and service-oriented businesses, we’re able to maintain a constant presence in local markets and create value in all phases of the real estate cycle. Our national platform provides economies of scale, financial sophistication, institutional quality reporting and tremendous capital relationships, while our city offices provide local market expertise and execution.Our dedication to redefining excellence in apartment living means we’re constantly exploring innovative ideas and pioneering new ways to serve our residents and clients. The Greystar team is more than 5,300 team members strong and growing. Check out the latest opportunities.