The Carolinas Parker + Lynch team is working on an opportunity with a global investment management firm on a rare opportunity to join their team in Charlotte, NC. This person will enter at the Assistant General Counsel level and become the team's go-to regulatory expert. This company boasts: a beautiful new office space; a collaborative, down to earth and friendly legal team; and location in a budget-friendly livable city. This is an incredible opportunity to join a growing team of attorneys supporting multiple business units!
Qualified candidates must have: - 8+ years of dedicated experience with the Investment Adviser's Act or the Investment Company Act, SEC and FINRA compliance, broker-dealer, and practice around the regulatory aspects of asset/investment management. - Top academic credentials are required as is a license to practice in at least one US jurisdiction. - Experience managing teams is preferred but not required.
This role offers top of the in-house market compensation and generous benefits package, relocation assistance may be considered for qualified candidates. Don't miss this opportunity to move in-house, the company is open to considering candidates without any prior in-house experience directly from law firms. Please submit resumes via the link below or as a WORD document to CharlotteLegal@parkerlynch.com.