Wealth Management Control Group Specialist II (IRA Specialist)
BNY Mellon Investment Management
July 20, 2018
Manages risk and control projects for complex regulatory, legal, compliance, policy and procedure requirements for Individual Retirement Accounts (IRAs) and Employee Benefit Plans. Supports Wealth Management in developing and implementing standards and policies appropriate for the business that confirm to accepted risk management and control practices including the active identification, assessment and management of business line risks primarily for Individual Retirement Accounts (IRAs) and Employee Benefit Plans. Also manages projects to develop continuous risk management processes. Will work on new, complex operational and other risk related projects, both on an individual basis, and may manage a team of colleagues as well as coordinate projects with team members from other business lines. Incumbent will have contact with Senior Business Unit Managers.
Qualifications 5 + relevant experience in audit, compliance, risk management or operations preferably with an investment management or financial services firm. Strong knowledge of banking and fiduciary regulations, risks, operations and accounting required. Undergraduate degree or equivalent experience required; advance degree (MBA, JD) strongly preferred. Excellent problem-solving, analytical abilities, oral and written communication skills. Proven ability to handle stressful situations with both internal and external parties (including regulators and auditors) while maintaining a professional approach to problem solving. Outstanding interpersonal skills in order to influence and impact business decisions over which the incumbent does not have direct authority. Proven ability to manage numerous projects simultaneously. For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.
As one of the nation's leading wealth managers, BNY Mellon Wealth Management is dedicated to helping individuals, families, planned giving programs, endowments, foundations and other institutions with all of their wealth and investment planning needs. By providing integrated products, services and solutions, we help them capitalize on opportunity while managing risk. Backed by more than two centuries of experience, we understand our clients' needs and deliver customized strategies to help them reach their goals.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals With Disabilities/Protected Veterans.
Primary Location: United States-Pennsylvania-Pittsburgh Internal Jobcode: 30309 Job: Wealth Management Organization: WM Other Services-HR14166 Requisition Number: 1811500